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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-06-30
  • KY RA
    APPROVED
    Since 2025-06-30

Branch Locations

101 South 7Th Street, Louisville, KY 40202 • United States

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Seacrest Wealth Management, Llc Purchase NY 10/2012 06/2025
Silver Oak Securities Inc Louisville KY 06/2025 Present
Previous Registrations
Other Businesses

Silver Oak Securities Inc, Is Investment Related,"101 South 7th St Louisville, KY 40202, United States", DBA for Independent Financial Advisor,IAR,6/30/2025,160 hours per month,120 hours per month during trading hours, Fee Based Compensation, DBA for Independent Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-12
  • S66 Uniform Combined State Law Examination
    2007-04-12
Other Names
  • Nick Pfeiffer
  • Nick Pfeiffer
  • Nicholas Pfeiffer
  • Nicholas Anthony Pfeiffer

View on SEC IAPD

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