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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-07-21
TX RA APPROVED 2017-07-21
  • CA RA
    APPROVED
    Since 2017-07-21
  • TX RA
    APPROVED
    Since 2017-07-21

Branch Locations

2121 Torrance Blvd., Torrance, CA 90501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 07/2012 07/2017
Bank Of America, N.A. Pasadena CA 10/2012 07/2017
Jp Morgan Securities Llc Montebello/Alhambra CA 07/2017 Present
11841 Samuel Dr, Llc Garden Grove CA 10/2017 Present
Love You Matcha Cookies Torrance CA 03/2024 Present
Previous Registrations
  • 2012-08-16 → 2017-07-13
    West Covina, CA
    Riverside, CA
    West Covina, CA
    San Gabriel, CA
    Pasadena, CA
    South Pasadena, CA
    Pasadena, CA
    Glendora, CA
    West Covina, CA
    Glendora, CA
    Glendale, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2011-10-18 → 2012-07-09
    Bancwest Investment Services, Inc.
    Los Angeles, CA
    West Covina, CA
    Rosemead, CA
  • 2008-10-08 → 2011-11-07
    Los Angeles, CA
    San Diego, CA
    Los Angeles, CA
  • 2007-05-25 → 2008-10-16
    Wamu Investments, Inc.
    Los Angeles, CA
    San Gabriel, CA
    Hollywood, CA
Other Businesses

Entity Name: Love You Matcha Cookies Investment related: No Address: Torrance CA 90501 Nature of the other business: Baked Goods Position/Title/Relationship: Owner/Partner Start Date: 03/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: sale of baked goods. no relation or connection to JPMC. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 11841 SAMUEL DR, LLC. POSITION: PARTIAL OWNER / LANDLORD - RENTAL PROPERTY START DATE: 10/14/2017 ADDRESS: 11841 GARDEN GROVE, CA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-24
  • S66 Uniform Combined State Law Examination
    2007-05-24

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