John Batista Pannozzo

J.P. Morgan Securities LLC

White Plains, NY

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-08-01
NY	RA	APPROVED	2021-05-03
NJ	RA	APPROVED	2017-03-20

TX RA
APPROVED_RES

Since 2022-08-01
NY RA
APPROVED

Since 2021-05-03
NJ RA
APPROVED

Since 2017-03-20

Branch Locations

1214 Mamaroneck Ave, Floor 2, White Plains, NY 10605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Columbia Management Investment Distributors Inc	White Plains	NY	05/2014	02/2017
J.P. Morgan Securities Llc	New York	NY	03/2017	Present
Columbia Management Investment Advisers, Llc	White Plains	NY	05/2014	02/2017

05/2014 → 02/2017

Columbia Management Investment Distributors Inc

White Plains, NY
03/2017 → Present

J.P. Morgan Securities Llc

New York, NY
05/2014 → 02/2017

Columbia Management Investment Advisers, Llc

White Plains, NY

Previous Registrations

2014-06-06 → 2017-02-13

Columbia Management Investment Advisers, Llc

White Plains, NY

Boston, MA

Port Chester, NY
2008-04-25 → 2014-06-02

New York Life Investment Management Llc

New York, NY
2007-04-20 → 2008-04-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Staten Island, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-19

S66 Uniform Combined State Law Examination

2007-04-19

Other Names

John B Pannozzo
John B Pannozzo
John Pannozzo
John Batista Pannozzo

View on SEC IAPD

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