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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
  • NY RA
    APPROVED
    Since 2021-06-16

Branch Locations

1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States

1 New York Plaza, New York, NY 10004 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 09/2010 06/2018
Bank Of America, N.A. Jacksonville FL 09/2010 06/2018
Morgan Stanley New York NY 06/2018 Present
Previous Registrations
Other Businesses

*543525 - Illegally Blind; Investment related No; Manalapan, New Jersey; Band that performs; Drummer (proprietor, partner, officer, director, employee, trustee, agent); 03/2023 ; During business hours: 0; After business hours: 8; Labor/Service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-19
  • S66 Uniform Combined State Law Examination
    2007-03-19

View on SEC IAPD

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