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Derek James Bailey

Usi Advisors

Glastonbury, CT

Omaha, NE

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-05-08
  • NE RA
    APPROVED
    Since 2020-05-08

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

9394 West Dodge Road Ste 250, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marcotte Insurance Agency Inc Omaha NE 08/2007 11/2019
Cambridge Investment Research, Inc Fairfield IA 02/2011 05/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2017 05/2020
Usi Consulting Group, Inc. Glastonbury CT 11/2019 Present
Usi Advisors, Inc. Glastonbury CT 05/2020 Present
Derek Bailey Farms Elkhorn NE 04/2013 Present
Sotib, Llc Elkhorn NE 05/2019 Present
Usi Securities Glastonbury CT 01/2021 Present
  • 08/2007 → 11/2019
    Marcotte Insurance Agency Inc
    Omaha, NE
  • 02/2011 → 05/2020
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 09/2017 → 05/2020
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 11/2019 → Present
    Usi Consulting Group, Inc.
    Glastonbury, CT
  • 05/2020 → Present
    Usi Advisors, Inc.
    Glastonbury, CT
  • 04/2013 → Present
    Derek Bailey Farms
    Elkhorn, NE
  • 05/2019 → Present
    Sotib, Llc
    Elkhorn, NE
  • 01/2021 → Present
    Usi Securities
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-18
S63 Uniform Securities Agent State Law Examination 2006-11-07
  • S65 Uniform Investment Adviser Law Examination
    2017-09-18
  • S63 Uniform Securities Agent State Law Examination
    2006-11-07

View on SEC IAPD

Other Firms

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JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

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JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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