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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-09
TX RA APPROVED_RES 2026-01-28
  • NJ RA
    APPROVED
    Since 2026-02-09
  • TX RA
    APPROVED_RES
    Since 2026-01-28

Branch Locations

19 Center St, Chatham, NJ 07928 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates New York NY 03/2016 01/2026
Raymond James & Associates, Inc. Miami FL 10/2022 01/2026
Wells Fargo Advisors Financial Network, Llc Chatham NJ 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-16
  • S66 Uniform Combined State Law Examination
    2011-12-16
Other Names
  • Harrison Lioyd Bauman

View on SEC IAPD

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