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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
2290 Whitney Avenue, Hamden, CT 06518 • United States
286 Maple Avenue, Cheshire, CT 06410 • United States
809 N Colony Rd., Wallingford, CT 06484 • United States
117 Washington Ave, North Haven, CT 06473 • United States
3496 Whitney Ave, Hamden, CT 06518 • United States
198 Amity Rd, Woodbridge, CT 06525 • United States
485 Broad Street, Meriden, CT 06450 • United States
Bethany, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Bridgeport | CT | 04/2007 | Present |
| People's United Advisors, Inc | Bridgeport | CT | 05/2018 | Present |
| Lpl Financial Llc | Hamden | CT | 08/2022 | Present |
| Lpl Financial Llc | Hamden | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors at M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Professional - Start Date: 06/01/2022 - 160 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-04-24 |
| S66 | Uniform Combined State Law Examination | 2007-11-08 |
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