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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| ME | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| NJ | RA | APPROVED | 2021-07-21 |
| NC | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
21250 Hawthorne Blvd, Ste 740, Torrance, CA 90503-5517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Torrance | CA | 05/2011 | 07/2021 |
| Los Angeles China Town Corp | Los Angeles | CA | 04/2010 | 12/2017 |
| Various Insurance Carriers For W & R Insurance Agencies | Los Angeles | CA | 06/2011 | 07/2021 |
| Lpl Financial Llc | Torrance | CA | 07/2021 | Present |
1) 4/11/2011 - Non-Variable Insurance / James Wong / Investment Related / 0Hrs/Mo / Torrance, CA 90503 2) 05/2020 - DBA for LPL Business (entity for LPL business) / JW Financial Strategies / Investment Related / Torrance, CA 90503
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-05 |
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