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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-27
CA RA APPROVED 2021-09-15
  • TX RA
    APPROVED
    Since 2021-10-27
  • CA RA
    APPROVED
    Since 2021-09-15

Branch Locations

4350 Pacific Coast Hwy, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Segundo CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc El Segundo CA 11/2016 12/2017
Wells Fargo Bank El Segundo CA 12/2017 07/2021
Wells Fargo Clearing Services El Segundo CA 02/2021 07/2021
U.S. Bancorp Advisors, Llc Torrance CA 07/2021 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    El Segundo, CA
  • 11/2016 → 12/2017
    El Segundo, CA
  • 12/2017 → 07/2021
    Wells Fargo Bank
    El Segundo, CA
  • 02/2021 → 07/2021
    Wells Fargo Clearing Services
    El Segundo, CA
  • 07/2021 → Present
    Torrance, CA
Previous Registrations
  • 2011-01-03 → 2018-02-22
    El Segundo, CA
    Beverly Hills, CA
    El Segundo, CA
    Los Angeles, CA
    El Segundo, CA
  • 2004-11-22 → 2011-01-03
    Wells Fargo Investments, Llc
    El Segundo, CA
    Manhattan Beach, CA
    Torrance, CA
    Torrance, CA
    Torrance, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-10
S66 Uniform Combined State Law Examination 2021-08-27
  • S65 Uniform Investment Adviser Law Examination
    2021-09-10
  • S66 Uniform Combined State Law Examination
    2021-08-27
Other Names
  • Joel Aaron Barbee

View on SEC IAPD

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