Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2011-10-24
TX RA APPROVED 2011-10-24
  • NV RA
    APPROVED
    Since 2011-10-24
  • TX RA
    APPROVED
    Since 2011-10-24

Branch Locations

3057 East Warm Springs Rd #400, Las Vegas, NV 89120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Las Vegas NV 10/2011 Present
Previous Registrations
Other Businesses

1. 11/08/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/28/2022 - 4 Hours Per Month/4 Hours During Securities Trading. 2. 11/08/2022 - L Admin - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/03/2019 - 40 Hours Per Month/40 Hours During Securities Trading. 3. 04/09/2024 - Dynamic Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 4/10/2024 - 40 Hours Per Month/ During Trading 4. 10/24/2025- Real Estate Rental- INV Related- At Henderson, NV- Start date 06/22/2020- 2 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-08
  • S66 Uniform Combined State Law Examination
    2004-11-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Las Vegas, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor