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Rafael G Mendez

Rbc Securities, Inc

Torrance, CA

Torrance, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-18
  • CA RA
    APPROVED
    Since 2016-05-18

Branch Locations

3424 Carson Street 1St Floor, Torrance, CA 90503 • United States

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Torrance CA 05/2016 Present
  • 05/2016 → Present
    City National Bank
    Torrance, CA
Previous Registrations
  • 2012-02-27 → 2016-05-31
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Manhattan Beach, CA
    Marina Del Rey, CA
    Charlotte, NC
    Marina Del Rey, CA
    Manhattan Beach, CA
    Manhattan Beach, CA
    Manhattan Beach, CA
    Manhattan Beach, CA
    Manhattan Beach, CA
    Manhattan Beach, CA
    Manhattan Beach, CA
    Redondo Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-24
S63 Uniform Securities Agent State Law Examination 2004-11-01
  • S66 Uniform Combined State Law Examination
    2012-02-24
  • S63 Uniform Securities Agent State Law Examination
    2004-11-01
Other Names
  • Rafael Mendez

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Torrance, CA
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