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Austyn L Abbas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-23
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

834 State St, Santa Barbara, CA 93101 • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Santa Barbara CA 06/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Barbara CA 10/2009 Present
Previous Registrations
  • 2005-01-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Santa Barbara, CA
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-17
  • S66 Uniform Combined State Law Examination
    2004-12-17
Other Names
  • Austyn Leigh Shepherd

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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