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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-14
NV RA APPROVED 2022-04-29
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • NV RA
    APPROVED
    Since 2022-04-29

Branch Locations

8345 West Sunset Rd, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Las Vegas NV 03/2007 04/2022
Bankers Life Securities, Inc Chicago IL 10/2015 04/2022
The American College Bryn Mawr PA 06/2013 04/2022
Thrivent Investment Management Inc Las Vegas NV 04/2022 Present
Thrivent Financial Appleton WI 04/2022 Present
  • 03/2007 → 04/2022
    Bankers Life & Casualty
    Las Vegas, NV
  • 10/2015 → 04/2022
    Bankers Life Securities, Inc
    Chicago, IL
  • 06/2013 → 04/2022
    The American College
    Bryn Mawr, PA
  • 04/2022 → Present
    Las Vegas, NV
  • 04/2022 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-21
S63 Uniform Securities Agent State Law Examination 2005-01-19
  • S66 Uniform Combined State Law Examination
    2016-07-21
  • S63 Uniform Securities Agent State Law Examination
    2005-01-19
Other Names
  • Carrie Alane Johnson
  • Carrie Alane Castronova
  • Carrie Alane Johnson
  • Carrie Johnson
  • Carrie Tackett
  • Carrie Alane Tackett

View on SEC IAPD

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