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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-05-31
IA RA APPROVED 2024-05-30
  • NE RA
    APPROVED
    Since 2024-05-31
  • IA RA
    APPROVED
    Since 2024-05-30

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Grand Island NE 08/2004 Present
Principal Securities, Inc. Grand Island NE 03/2016 Present
Prinicipal Advised Services Grand Island NE 04/2024 Present
  • 08/2004 → Present
    Principal Life Insurance Co
    Grand Island, NE
  • 03/2016 → Present
    Principal Securities, Inc.
    Grand Island, NE
  • 04/2024 → Present
    Prinicipal Advised Services
    Grand Island, NE
Other Businesses

**RENTAL PROPERTY POSITION: Rental Property NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2011 ADDRESS: 2652 St Patrick Ave, Grand Island NE 68803, United States DESCRIPTION: Rental Property. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/20/2015 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/20/2014 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-30
S63 Uniform Securities Agent State Law Examination 2014-08-25
  • S66 Uniform Combined State Law Examination
    2024-05-30
  • S63 Uniform Securities Agent State Law Examination
    2014-08-25

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