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Ramoncito Mariano Rodriguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

Henderson, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2016-11-16
TX RA APPROVED_RES 2016-10-31
  • NV RA
    APPROVED
    Since 2016-11-16
  • TX RA
    APPROVED_RES
    Since 2016-10-31

Branch Locations

6900 Westcliff Dr, Las Vegas, NV 89145 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Las Vegas NV 09/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 09/2015 Present
Previous Registrations
  • 2012-10-01 → 2015-08-25
    J.P. Morgan Securities Llc
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    North Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2012-06-05 → 2012-10-01
    Chase Investment Services Corp.
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2005-01-26 → 2005-06-17
    Wells Fargo Investments, Llc
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-01
S66 Uniform Combined State Law Examination 2005-01-25
  • S65 Uniform Investment Adviser Law Examination
    2012-06-01
  • S66 Uniform Combined State Law Examination
    2005-01-25
Other Names
  • Cheeto Mariano Rodriguez
  • Chito Mariano Rodriguez

View on SEC IAPD

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Other Investors

YALE BOCK
Juan Manuel Mardueno Rodriguez
Sariguli Tuersun
Javier Magana Benitez
Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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