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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-29
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2021-07-29
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

2900 Westchester Ave Ste 300, Purchase, NY 10577 • United States

Katonah, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Purchase NY 08/2004 03/2020
Ameriprise Financial Services, Llc Purchase NY 03/2020 Present
Other Businesses

Board of Directors; Second Chance Foods Board; Board member; 120 Marvin Ave, , Brewster, NY, 10509; Not Investment-Related; 03/10/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; The M-80s; Lead/Rhythm guitarist - Play guitar in the band; 80s cover band; 9 Deerfield Lane, , Katonah, NY, 10536; Not Investment-Related; 07/01/2021; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-09
  • S66 Uniform Combined State Law Examination
    2004-11-09

View on SEC IAPD

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