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Sarah M Ingmanson Battaglia

Morgan Stanley

Las Vegas, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-06-04
TX RA APPROVED_RES 2024-06-04
  • NV RA
    APPROVED
    Since 2024-06-04
  • TX RA
    APPROVED_RES
    Since 2024-06-04

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Star's Locker Henderson NV 09/2015 09/2018
A&People Corporation Tokyo 09/2015 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 03/2020 10/2022
Bank Of America, N.A. Las Vegas NV 06/2020 10/2022
Fidelity Investments Hingham MA 10/2022 05/2024
Morgan Stanley Las Vegas NV 05/2024 Present
Morgan Stanley Private Bank, N.A New York NY 03/2026 Present
  • 09/2015 → 09/2018
    Star's Locker
    Henderson, NV
  • 09/2015 → 06/2020
    A&People Corporation
    Tokyo
  • 03/2020 → 10/2022
    Las Vegas, NV
  • 06/2020 → 10/2022
    Bank Of America, N.A.
    Las Vegas, NV
  • 10/2022 → 05/2024
    Fidelity Investments
    Hingham, MA
  • 05/2024 → Present
    Las Vegas, NV
  • 03/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2023-01-30 → 2024-05-20
    Fidelity Personal And Workplace Advisors
    Hingham, MA
  • 2021-01-04 → 2022-10-25
    Hingham, MA
    Braintree, MA
    Boston, MA
    Braintree, MA
    New York, NY
    Las Vegas, NV
    Hingham, MA
    Braintree, MA
Other Businesses

*596001 - Vegas Golden Knights Skating Academy at America First Center; Investment related - No; Henderson, Nevada; Recreation; Figure Skating Coach (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 30; Ice skating instruction *596000 - A&People Corporation; Investment related - No; Japan; Consulting; Advisor (proprietor, partner, officer, director, employee, trustee, agent); 11/2015; During business hours: 0; After business hours: 0; Translation consulting, Japanese to English

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-23
S63 Uniform Securities Agent State Law Examination 2005-01-07
  • S66 Uniform Combined State Law Examination
    2020-12-23
  • S63 Uniform Securities Agent State Law Examination
    2005-01-07
Other Names
  • Sarah M Ingmanson
  • Sarah Ingmanson Mclellan
  • Sarah Ingmanson
  • Sarah Milne Ingmanson Battaglia
  • Sarah Ingmansonbattaglia
  • Sarah Ingmanson Battaglia

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