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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-06-04 |
| TX | RA | APPROVED_RES | 2024-06-04 |
Branch Locations
8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Star's Locker | Henderson | NV | 09/2015 | 09/2018 |
| A&People Corporation | Tokyo | 09/2015 | 06/2020 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 03/2020 | 10/2022 |
| Bank Of America, N.A. | Las Vegas | NV | 06/2020 | 10/2022 |
| Fidelity Investments | Hingham | MA | 10/2022 | 05/2024 |
| Morgan Stanley | Las Vegas | NV | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2026 | Present |
*596001 - Vegas Golden Knights Skating Academy at America First Center; Investment related - No; Henderson, Nevada; Recreation; Figure Skating Coach (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 30; Ice skating instruction *596000 - A&People Corporation; Investment related - No; Japan; Consulting; Advisor (proprietor, partner, officer, director, employee, trustee, agent); 11/2015; During business hours: 0; After business hours: 0; Translation consulting, Japanese to English
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-07 |
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