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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 07/2011 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 05/2022 | 05/2025 |
| Bank Of America, N.A. | Louisville | KY | 06/2022 | 05/2025 |
| Pnc Investments Llc | Louisville | KY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-11 |
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