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Juan Angel Cardenas

Tiaa-Cref Individual & Institutional Services, LLC

Pasadena, CA

Brea, CA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-19
CA RA APPROVED 2012-05-04
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • CA RA
    APPROVED
    Since 2012-05-04

Branch Locations

35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States

Brea, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Pasadena CA 03/2012 Present
Tiaa Pasadena CA 03/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-15
S63 Uniform Securities Agent State Law Examination 2000-04-05
  • S66 Uniform Combined State Law Examination
    2006-06-15
  • S63 Uniform Securities Agent State Law Examination
    2000-04-05

View on SEC IAPD

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