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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-06-30 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Grapevine, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securties Inc | Addison | TX | 05/2015 | Present |
| Principal Life Insurance Company | Addison | TX | 05/2015 | Present |
***Alpha Kappa Alpha Sorority, INC - Tau Rho Omega Chapter; Not Investment Related; Grapevine, TX; Chair; Economic Legacy Committee of Tau Rho Omega Chapter of Alpha Kappa Alpha, assign task for service events, complete year end reporting for annual events, provide monthly report of past and upcoming events, no check writing capabilities, investment discussions/decisions, handling of funds.; Start Date: 01/01/2019; 2 hrs per month; 0 during trading hours. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 5080 Spectrum Dr, Suite 1210E, Addison TN 750014636, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and ban/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-06 |
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