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Nicholas Barrett John

Osaic Wealth, Inc.

Yorba Linda, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

22800 Savi Ranch Pkwy Suite 222, Yorba Linda, CA 92887 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Yorba Linda CA 05/2005 01/2024
Osaic Wealth, Inc. Yorba Linda CA 01/2024 Present
  • 05/2005 → 01/2024
    Woodbury Financial Services
    Yorba Linda, CA
  • 01/2024 → Present
    Yorba Linda, CA
Previous Registrations
  • 2006-04-05 → 2024-01-19
    Woodbury Financial Services, Inc.
    Anaheim, CA
    Santa Margarita, CA
    Costa Mesa, CA
    Orange, CA
    Yorba Linda, CA
    Anaheim Hills, CA
    Yorba Linda, CA
Other Businesses

1)REMLAND INSURANCE POSITION: Agent NATURE: Sole Propreitorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 03/31/2014; ADDRESS: 636 E Chapman Ave, Orange CA 92866, United States DESCRIPTION: The sale and solicittation of term and fixed life insruance, as well as group and individual Health Insurance. 2) WEBER WEALTH ADVISORS POSITION: Investment Adviosr Representative/ Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 200 START DATE: 04/25/2018 ADDRESS: 22800 Savi Ranch Pkwy, Suite 222, Yorba Linda CA 92887, United States DESCRIPTION: All duties of a financial advisor. This is a marketing name for the services we preform with Woodbury financial Services. 3) NICHOLAS JOHN POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2018 ADDRESS: 22800 Savi Ranch Pkwy, Suite 222, Yorba Lindac CA 92887, United States DESCRIPTION: Sales, Service, and solicitation of Fixed annuities and life insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-21
S63 Uniform Securities Agent State Law Examination 2005-05-12
  • S65 Uniform Investment Adviser Law Examination
    2006-03-21
  • S63 Uniform Securities Agent State Law Examination
    2005-05-12
Other Names
  • Nicholas B John

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