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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| KY | RA | APPROVED | 2023-04-10 |
Branch Locations
295 N Hubbards Ln Ste 204, Louisville, KY 40207 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Louisville | KY | 05/2022 | Present |
| Patterson Dental | Louisville | KY | 06/2015 | 05/2021 |
| Unemployed | Louisville | KY | 05/2021 | 07/2021 |
| Fedex Ground | Louisville | KY | 07/2021 | 05/2022 |
Outside Employment; OPM; Operations Director - Oversee Operations; Manage advisory business; 295 N Hubbards Lane, Suite 204, , Louisville, KY, 40207; Investment-Related; 05/18/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-15 |
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