David William Sluss

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2015-05-12
OH	RA	APPROVED	2000-05-16

MI RA
APPROVED

Since 2015-05-12
OH RA
APPROVED

Since 2000-05-16

Branch Locations

5911 Renaissance Place Ste A, Toledo, OH 43623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Maumee	OH	09/2005	03/2020
Ameriprise Financial Services, Llc	Toledo	OH	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Maumee, OH
03/2020 → Present

Ameriprise Financial Services, Llc

Toledo, OH

Other Businesses

Board of Directors; Ogden Community Bible Church; Elder; 3201 E. US-223, , Adrian, MI, 49221; Not Investment-Related; 12/06/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-14

S66 Uniform Combined State Law Examination

2000-03-14

Other Names

David Sluss

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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