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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-24
  • NY RA
    APPROVED
    Since 2021-09-24

Branch Locations

1133 Westchester Ave Suite S-229, White Plains, NY 10604 • United States

421 Troy Schenectady Rd, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Whitestone NY 08/2012 08/2021
Mml Investors Services, Llc Whitestone NY 09/2012 08/2021
National Life Insurance Group Whiteplains NY 09/2021 Present
  • 08/2012 → 08/2021
    Massmutual Life Insurance Co
    Whitestone, NY
  • 09/2012 → 08/2021
    Whitestone, NY
  • 09/2021 → Present
    National Life Insurance Group
    Whiteplains, NY
Previous Registrations
Other Businesses

*ASPIS LIFE, ACCIDENT AND HEALTH INSURANCE AGENCY LLC DBA ASPIS LIFE AND HEALTH INSURANCE AGENCY,1133 WESTCHESTER AVE., SUITE S-229,WHITE PLAINS,NY 10604 ,09/21/2021,ONGOING,INSURANCE,AGENT,DURING TRD/HRS,100%*XIPHOS SOLUTIONS LLC,1133 WESTCHESTER AVE., SUITE S-229,WHITE PLAINS, NY 10604,03/06/2024,ONGOING,INV RELATED,DURING TRD/HRS, INSURANCE,PRESIDENT/AGENT,40 HRS/WK*XIPHOS INSURANCE SOLUTIONS,1133 WESTCHESTER AVE., SUITE S-229,WHITE PLAINS, NY 10604,03/2024,ONGOING,INSURANCE,AGENT/OWNER,INV REL,DURING TRD/HRS,40 HRS/WK.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-11-30
  • S63 Uniform Securities Agent State Law Examination
    2004-11-30

View on SEC IAPD

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