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Paul H Hogan

J.P. Morgan Securities LLC

Louisville, KY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-03
IN RA APPROVED 2014-08-18
KY RA APPROVED 2014-08-14
  • TX RA
    APPROVED_RES
    Since 2023-11-03
  • IN RA
    APPROVED
    Since 2014-08-18
  • KY RA
    APPROVED
    Since 2014-08-14

Branch Locations

8141 Bardstown Road, Louisville, KY 40291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Louisville KY 08/2014 Present
Previous Registrations
  • 2012-10-01 → 2013-12-31
    J.P. Morgan Securities Llc
    Jeffersontown, KY
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Louisville, KY
    Louisville, KY
    Jeffersontown, KY
    Louisville, KY
  • 2005-03-10 → 2005-07-06
    Banc One Securities Corporation
    Louisville, KY
  • 2004-09-24 → 2005-03-04
    Waddell & Reed
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-23
S63 Uniform Securities Agent State Law Examination 2004-07-21
  • S65 Uniform Investment Adviser Law Examination
    2004-09-23
  • S63 Uniform Securities Agent State Law Examination
    2004-07-21
Other Names
  • Paul Harvey Hogan

View on SEC IAPD

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