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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-14 |
| NY | RA | APPROVED | 2021-07-06 |
Branch Locations
120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States
Eastchester, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | New York | NY | 03/2014 | 03/2017 |
| Mml Investors Services, Llc | Tarrytown | NY | 03/2017 | Present |
| Massmutual Life Insurance Company | Tarrytown | NY | 07/2016 | Present |
1) NAME: PATRICK PILLA INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, HEALTH, FIXED ANNUITIES POSITION: SALES START DATE: 3/7/2014 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 2) NAME: EASTCHESTER PUBLIC LIBRARY INV REL: N ADD: 11 OAKRIDGE PLACE, EASTCHESTER NY 10709 NATURE: LIBRARY POSITION: TRUSTEE OF THE LIBRARY BOARD START DATE: 09/06/2023 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TO MAKE SURE THE LIBRARY PROVIDES THE BEST POSSIBLE SERVICE TO THE COMMUNITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-21 |
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