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Current Employers
Alessandra Capital Management, Llc

23670 Hawthorne Boulevard Suite 207, Torrance, CA 90505 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-16
CA RA APPROVED 2004-06-28
  • TX RA
    APPROVED_RES
    Since 2010-04-16
  • CA RA
    APPROVED
    Since 2004-06-28

Branch Locations

23670 Hawthorne Boulevard Suite 207, Torrance, CA 90505 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
G Johnson Management Inc. Palos Verdes Estates CA 06/2003 Present
Alessandra Capital Management Rolings Hills Estate CA 06/2005 Present
First Allied Securities, Inc. San Diego CA 06/2005 09/2022
First Allied Advisory Services, Inc Chesterfield MO 11/2014 12/2017
Cetera Advisors Llc Torrance CA 09/2022 05/2023
Lpl Financial Llc Palos Verdes Estates CA 05/2023 Present
  • 06/2003 → Present
    G Johnson Management Inc.
    Palos Verdes Estates, CA
  • 06/2005 → Present
    Alessandra Capital Management
    Rolings Hills Estate, CA
  • 06/2005 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 11/2014 → 12/2017
    First Allied Advisory Services, Inc
    Chesterfield, MO
  • 09/2022 → 05/2023
    Cetera Advisors Llc
    Torrance, CA
  • 05/2023 → Present
    Lpl Financial Llc
    Palos Verdes Estates, CA
Previous Registrations
  • 2014-11-11 → 2017-12-22
    First Allied Advisory Services, Inc.
    Rolling Hills Estates, CA
Other Businesses

1) 04/2023 - Alessandra Capital Management, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 50% time spent 2) 04/2023 - GEORGE JOHNSON MANAGEMENT GROUP INC. - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - PALOS VERDES ESTATES, CA - - Start Date 9/1/2002 - 160hrs/month - 5% time spent 3) 04/2023 - Johnson Taitano Family Trust - Real Estate Rental - Inv. Related - PALOS VERDES ESTATES, CA - Owner - Start Date 8/10/2015 - 0hrs/month - 2% time spent 4) 05/03/2023 - JOHNSON & TAITANO - Investment Related - Home Based - Act in a Fiduciary Capacity - Co-Trustee - Start Date 9/15/2004 5) 05/09/2023 - Alessandra Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 8/1/2003 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Alessandra Capital Management, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-08
S65 Uniform Investment Adviser Law Examination 2004-06-25
  • S63 Uniform Securities Agent State Law Examination
    2004-07-08
  • S65 Uniform Investment Adviser Law Examination
    2004-06-25
Designations

View on SEC IAPD

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