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10 New King St Suite 104, White Plains, NY 10604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-11 |
Branch Locations
10 New King St Suite 104, White Plains, NY 10604 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | New York | NY | 10/2007 | 08/2021 |
| Madison Advisory Services, Inc. | White Plains | NY | 10/2007 | Present |
| Lion Street Financial | Fayetteville | NY | 08/2021 | 07/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2025 | Present |
1. MADISON ADVISORY SERVICES, INC., 7030 E. Genesee St., Fayetteville NY 13066, United States, 01/08/2013, IAR, RIA Affiliation - other than CIRA, INV REL, 35 HR/MO - 35 HR/MO TRADING 2. MADISON PLANNING GROUP, INC., 7030 E. Genesee St., Fayetteville NY 13066, United States, 10/12/2007, Agent, Insurance/Benefits/Human Resources, INV REL, 4 HR/MO - 4 HR/MO TRADING 3. MICHAEL J. LUTON, CPA, 7030 E. Genesee St., Fayetteville NY 13066, United States, 02/01/2009, Certified Public Accountant, Tax Services, NIR, 8 HR/MO - 2 HR/MO TRADING 4. HOSPICE OF CENTRAL NEW YORK FOUNDATION BOARD, 990 7th North Street, Liverpool NY 13088, United States, 12/28/2010, Board Member, NIR, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-20 |
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