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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-18 |
| TX | RA | APPROVED_RES | 2006-10-05 |
| GA | RA | APPROVED | 2004-07-02 |
Branch Locations
80 S Lake Ave Ste 555, Pasadena, CA 91101-2599 • United States
3455 Peachtree Rd Suite 1525, Atlanta, GA 30326-3254 • United States
Brookhaven, GA • United States
1333 N California Blvd Ste 630, Walnut Creek, CA 94596 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Atlanta | GA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 03/2020 | Present |
Business Ownership; WOWM Consulting, LLC; Owner; Manage Ameriprise Business; 1250, Windsor Pkwy NE, Brookhaven, GA, 30319; Investment-Related; 09/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / The WOWM Group, LLC; Owner; Manage Ameriprise Business; 3455 Peachtree Rd, Suite 1525, Atlanta, GA, 30326; Investment-Related; 09/17/2014; 60 hours per month; 60 during trading hours. Outside Employment; The WOWM Group, LLC; Owner; Manage advisory business; 3455 Peachtree Rd, Suite 1525, Atlanta, GA, 30326; Investment-Related; 06/20/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-01 |
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