Best Investors
Account
Sign in
Best Investors
Account
Sign in
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-09 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 12/2021 | Present |
| Peritus I Asset Management | Santa Barbara | CA | 05/2004 | 08/2018 |
| Phase Capital | New York | NY | 09/2018 | 03/2019 |
| B. Riley Capital Management | Los Angeles | CA | 04/2019 | 05/2020 |
| Na-Unemployed | Santa Barbara | CA | 05/2020 | 08/2020 |
| Westmont College | Santa Barbara | CA | 08/2020 | 05/2021 |
| The Alliance Group | Santa Barbara | CA | 01/2021 | 12/2021 |
| Westmont College | Santa Barbara | CA | 12/2021 | Present |
1) Westmont College-955 La Paz Rd., Santa Barbara, CA 93111; Investment related; Education-teach investments & portfolio management; Adjunct Professor of Investments and Portfolio Management; Start date 12/2021; approx. 50 hrs/mnth for 6 months of the year; 0 hrs/mnth during trading.
Reach out to this advisor