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Jason Lee Ray Betts

Raymond James & Associates, Inc.

Pasadena, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-17
CA RA APPROVED 2019-06-03
  • TX RA
    APPROVED_RES
    Since 2019-06-17
  • CA RA
    APPROVED
    Since 2019-06-03

Branch Locations

301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 10/2009 06/2018
Bank Of America, N.A. Pasadena CA 03/2016 06/2018
Cantella & Co., Inc. Boston MA 06/2018 Present
Raymond James & Associates Pasadena CA 05/2019 Present
  • 10/2009 → 06/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
  • 03/2016 → 06/2018
    Bank Of America, N.A.
    Pasadena, CA
  • 06/2018 → Present
    Cantella & Co., Inc.
    Boston, MA
  • 05/2019 → Present
    Raymond James & Associates
    Pasadena, CA
Previous Registrations
  • 2018-06-27 → 2019-06-17
    Cantella & Co., Inc.
    Pasadena, CA
    Pasadena, CA
    Malden, MA
  • 2009-10-23 → 2018-07-27
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
  • 2006-07-14 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Pasadena, CA
  • 2004-08-16 → 2006-07-07
    Wells Fargo Investments, Llc
    Glendora, CA
    Glendora, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-14
S63 Uniform Securities Agent State Law Examination 2004-04-23
  • S66 Uniform Combined State Law Examination
    2004-08-14
  • S63 Uniform Securities Agent State Law Examination
    2004-04-23
Other Names
  • Jason Leeray Betts

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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