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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-25 |
| WA | RA | APPROVED | 2025-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Seattle | WA | 08/2011 | 03/2020 |
| Lpl Financial, Llc | Edmonds | WA | 03/2020 | Present |
| Financial Advocates Investment Management | Edmonds | WA | 03/2020 | 03/2025 |
1. 3/13/2020 - OLYMPIC INVESTMENT GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 3/23/2020 - Financial Advocates Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/13/2020 - 128 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Financial Advocates Investment Management, an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/23/2020 - Financial Advocates Investment Management - DBA: (Hybrid) Olympic Investment Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/13/2020 - 128 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 4. 09/24/2021 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 08/03/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 5. 12/08/2021 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 08/03/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 03/24/2022 - Andrew T Brewer LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 11/01/2021 - 160 Hours Per Month/80 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-03 |
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