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Andrew Thomas Brewer

LPl Financial LLC

Edmonds, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-25
WA RA APPROVED 2025-03-25
  • TX RA
    APPROVED
    Since 2025-03-25
  • WA RA
    APPROVED
    Since 2025-03-25

Branch Locations

144 Railroad Ave Ste 301, Edmonds, WA 98020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Seattle WA 08/2011 03/2020
Lpl Financial, Llc Edmonds WA 03/2020 Present
Financial Advocates Investment Management Edmonds WA 03/2020 03/2025
Previous Registrations
  • 2020-03-18 → 2025-04-28
    Financial Advocates Investment Management
    Edmonds, WA
    Olympia, WA
  • 2011-08-01 → 2020-03-23
    Seattle, WA
  • 2011-01-03 → 2011-06-22
    Seattle, WA
  • 2006-08-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Seattle, WA
    Minneapolis, MN
    Seattle, WA
  • 2005-03-29 → 2005-12-31
    Banc Of America Investment Services, Inc.
    Seattle, WA
  • 2004-08-04 → 2004-11-19
    San Diego, CA
Other Businesses

1. 3/13/2020 - OLYMPIC INVESTMENT GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 3/23/2020 - Financial Advocates Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/13/2020 - 128 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Financial Advocates Investment Management, an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/23/2020 - Financial Advocates Investment Management - DBA: (Hybrid) Olympic Investment Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/13/2020 - 128 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 4. 09/24/2021 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 08/03/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 5. 12/08/2021 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 08/03/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 03/24/2022 - Andrew T Brewer LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 11/01/2021 - 160 Hours Per Month/80 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-03
  • S66 Uniform Combined State Law Examination
    2004-08-03

View on SEC IAPD

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