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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-17 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Burbank | CA | 10/2012 | Present |
Entity Name: Sole Owner Investment related: No Address: Porter Ranch, CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Residential Rental Property. Finding a renter and maintaining the property. Entity Name: Sole Owner Investment related: No Address: Porter Ranch, CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Residential Rental Property. Finding a tenant and maintaining the property ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2016 ADDRESS: 1038 RIVERSIDE CA. DETAILS: Single Family Rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/2017 ADDRESS: 11477 Riverside CA DETAILS: Single Family Rental property HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-07 |
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