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Louis C Tabone

Mml Investors Services, LLC

Elmira, NY

Syracuse, NY

Auburn, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-05-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-05-24

Branch Locations

100 N Main St Suite 201, Elmira, NY 14901 • United States

125 E Jefferson St Suite 800, Syracuse, NY 13202-2566 • United States

Auburn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Syracuse NY 03/2004 03/2017
Agway,Inc. Dewitt NY 11/1983 Present
Mml Investors Services, Llc Elmira NY 03/2017 Present
Massmutual Life Insurance Co Elmira NY 07/2016 Present
  • 03/2004 → 03/2017
    Metlife Securities, Inc.
    Syracuse, NY
  • 11/1983 → Present
    Agway,Inc.
    Dewitt, NY
  • 03/2017 → Present
    Mml Investors Services, Llc
    Elmira, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Elmira, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-04-21
  • S63 Uniform Securities Agent State Law Examination
    2004-04-21
Other Names
  • Louis Tabone

View on SEC IAPD

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Other Offices

MORGAN STANLEY · ELMIRA, NY
THE MUSTICO FINANCIAL GROUP, INC. · ELMIRA, NY
WELLS FARGO CLEARING SERVICES, LLC · ELMIRA, NY
TLG ADVISORS, INC. · Elmira, NY
LPL FINANCIAL LLC · ELMIRA, NY
VANDERBILT ADVISORY SERVICES · Elmira, NY
VALICENTI ADVISORY SERVICES INC · ELMIRA, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Elmira, NY

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