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Inactive

Billy J.H. Yeh

Clifford Swan Investment Counselors

Pasadena, CA

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Current Employers
Clifford Swan Investment Counselors

177 E. Colorado Blvd Ste 550, Pasadena, CA 91105-1965 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-09
  • CA RA
    APPROVED
    Since 2025-07-09

Branch Locations

177 E. Colorado Blvd Ste 550, Pasadena, CA 91105-1965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jsf Financial Llc Los Angeles CA 01/2008 10/2021
Mid Atlantic Capital Corporation Los Angeles CA 04/2015 10/2021
Steel Peak Wealth Management Woodland Hills CA 10/2021 04/2025
Clifford Swan Investment Counselors Pasadena CA 05/2025 Present
  • 01/2008 → 10/2021
    Jsf Financial Llc
    Los Angeles, CA
  • 04/2015 → 10/2021
    Mid Atlantic Capital Corporation
    Los Angeles, CA
  • 10/2021 → 04/2025
    Steel Peak Wealth Management
    Woodland Hills, CA
  • 05/2025 → Present
    Clifford Swan Investment Counselors
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-19
  • S66 Uniform Combined State Law Examination
    2016-11-19

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
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