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Jason Christopher Piedmonte

J.P. Morgan Securities LLC

Traverse City, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-10
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-01-10
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

250 East Front Street, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Traverse City MI 10/2012 Present
Jpmorgan Chase Bank, N.A. Traverse City MI 12/2015 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Traverse City, MI
  • 12/2015 → Present
    Jpmorgan Chase Bank, N.A.
    Traverse City, MI
Previous Registrations
  • 2009-07-24 → 2012-10-01
    Chase Investment Services Corp.
    Kalkaska, MI
    Traverse City, MI
    Cedar, MI
    Traverse City, MI
    Acme, MI
    Traverse City, MI
    Traverse City, MI
    Kalkaska, MI
    Traverse City, MI
    Boyne City, MI
  • 2008-10-01 → 2009-04-28
    J.P. Morgan Securities Llc
    Traverse City, MI
  • 2008-03-20 → 2008-10-01
    J.P. Morgan Securities Inc.
    Traverse City, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-19
S63 Uniform Securities Agent State Law Examination 2004-03-23
S65 Uniform Investment Adviser Law Examination 2004-03-22
  • S66 Uniform Combined State Law Examination
    2008-03-19
  • S63 Uniform Securities Agent State Law Examination
    2004-03-23
  • S65 Uniform Investment Adviser Law Examination
    2004-03-22

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TRAVERSE CITY, MI
UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI
REHMANN WEALTH · TRAVERSE CITY, MI
G. A. REPPLE & COMPANY · Traverse City, MI
INDEPENDENT WEALTH MANAGEMENT, LLC · TRAVERSE CITY, MI
CHERRY TREE WEALTH MANAGEMENT, LLC · Traverse City, MI
PFS INVESTMENTS INC. · TRAVERSE CITY, MI

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