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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-15
TX RA APPROVED_RES 2023-01-05
IL RA APPROVED 2018-08-23
  • FL RA
    APPROVED
    Since 2026-07-15
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • IL RA
    APPROVED
    Since 2018-08-23

Branch Locations

500 Lake Cook Rd Ste 300 [Yq-Rbo], Deerfield, IL 60015 • United States

30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Northbrook IL 01/2014 08/2018
Wells Fargo Clearing Services, Llc Chicago IL 08/2018 Present
Previous Registrations
  • 2014-01-16 → 2018-09-18
    New York, NY
    Chicago, IL
    Northbrook, IL
    San Antonio, TX
    Chicago, IL
    Vernon Hills, IL
    Schaumburg, IL
  • 2009-06-01 → 2014-01-22
    Riverwoods, IL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Riverwoods, IL
  • 2004-04-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    Riverwoods, IL
    Northbrook, IL
    Riverwoods, IL
Other Businesses

KARAM PROPERTIES, NOT INV RELATED, SARATOGA SPRINGS, NY, 33% OWNERSHIP, START DATE: 2/22/2001, 1 HR/MONTH, 0 HRS DURING TRADING, SECRETARY AND TREASURER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-27
  • S66 Uniform Combined State Law Examination
    2004-04-27

View on SEC IAPD

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