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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-02
KY RA APPROVED 2009-03-31
  • TX RA
    APPROVED_RES
    Since 2026-06-02
  • KY RA
    APPROVED
    Since 2009-03-31

Branch Locations

9420 Bunsen Parkway, Louisville, KY 40220 • United States

Louisville, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Louisville KY 03/2009 Present
Thrivent Financial Appleton WI 04/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-03-04
    Morgan Stanley & Co. Llc
    Louisville, KY
  • 2004-05-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Louisville, KY
    Louisville, KY
Other Businesses

LOUISVILLE METRO POSITION: Hearing Officer NATURE: Tax Appeal Board INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2026 ADDRESS: 601 W Jefferson Street, Louisville KY 40202, United States DESCRIPTION: Hear taxpayer appeals in protest of the assessment by the property valuation administrator and fix assessment at its fair cash value.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-16
  • S66 Uniform Combined State Law Examination
    2004-04-16
Other Names
  • Katheryn Higgins
  • Katheryn D. Higgins
  • Katheryn D Higgins

View on SEC IAPD

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