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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-17
CT RA APPROVED 2010-07-01
  • TX RA
    APPROVED_RES
    Since 2022-11-17
  • CT RA
    APPROVED
    Since 2010-07-01

Branch Locations

200 Glastonbury Blvd, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 06/2010 Present
Bank Of America,N.A. Hartford CT 11/2010 Present
Previous Registrations
  • 2004-10-14 → 2009-06-01
    Glastonbury, CT
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-13
  • S66 Uniform Combined State Law Examination
    2004-10-13
Other Names
  • Matthew Evan Forman

View on SEC IAPD

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