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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2013-03-19 |
| CT | RA | APPROVED | 2005-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Glastonbury | CT | 08/2004 | Present |
| Somerset Wealth Strategies, Llc | Glastonbury | CT | 10/2005 | Present |
1. 9/16/2005 - SOMERSET WEALTH STRATEGIES, LLC - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - SELLING FIXED INSURANCE PRODUCTS. 2. 1/5/2006 - SOMERSET WEALTH STRATEGIES, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-13 |
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