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Gaurav Chand Lall

Vcp Financial LLC

Staten Island, NY

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Current Employers
Vcp Financial Llc

2535 Victory Boulevard, Staten Island, NY 10314 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-02-03
IA RA APPROVED 2025-07-23
IN RA APPROVED 2025-06-19
MA RA APPROVED 2025-06-05
VA RA APPROVED 2025-05-30
SC RA APPROVED 2025-04-08
NC RA APPROVED 2025-04-07
CT RA APPROVED 2025-04-04
PA RA APPROVED 2025-04-04
MD RA APPROVED 2025-04-03
UT RA APPROVED 2025-04-03
LA RA APPROVED 2024-12-09
MN RA APPROVED 2023-11-02
WI RA APPROVED 2023-11-02
FL RA APPROVED 2023-07-26
GA RA APPROVED 2023-07-26
IL RA APPROVED 2023-05-03
NJ RA APPROVED 2023-05-01
OH RA APPROVED 2023-05-01
MI RA APPROVED 2023-04-28
KS RA APPROVED 2023-04-26
NE RA APPROVED 2023-04-26
TX RA APPROVED_RES 2023-04-26
WA RA APPROVED 2023-04-26
NY RA APPROVED 2021-09-04
CA RA APPROVED 2017-01-18
  • NH RA
    APPROVED
    Since 2026-02-03
  • IA RA
    APPROVED
    Since 2025-07-23
  • IN RA
    APPROVED
    Since 2025-06-19
  • MA RA
    APPROVED
    Since 2025-06-05
  • VA RA
    APPROVED
    Since 2025-05-30
  • SC RA
    APPROVED
    Since 2025-04-08
  • NC RA
    APPROVED
    Since 2025-04-07
  • CT RA
    APPROVED
    Since 2025-04-04
  • PA RA
    APPROVED
    Since 2025-04-04
  • MD RA
    APPROVED
    Since 2025-04-03
  • UT RA
    APPROVED
    Since 2025-04-03
  • LA RA
    APPROVED
    Since 2024-12-09
  • MN RA
    APPROVED
    Since 2023-11-02
  • WI RA
    APPROVED
    Since 2023-11-02
  • FL RA
    APPROVED
    Since 2023-07-26
  • GA RA
    APPROVED
    Since 2023-07-26
  • IL RA
    APPROVED
    Since 2023-05-03
  • NJ RA
    APPROVED
    Since 2023-05-01
  • OH RA
    APPROVED
    Since 2023-05-01
  • MI RA
    APPROVED
    Since 2023-04-28
  • KS RA
    APPROVED
    Since 2023-04-26
  • NE RA
    APPROVED
    Since 2023-04-26
  • TX RA
    APPROVED_RES
    Since 2023-04-26
  • WA RA
    APPROVED
    Since 2023-04-26
  • NY RA
    APPROVED
    Since 2021-09-04
  • CA RA
    APPROVED
    Since 2017-01-18

Branch Locations

2535 Victory Boulevard, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Charlotte NC 02/2012 12/2017
Vcp Financial Llc New York NY 06/2013 Present
  • 02/2012 → 12/2017
    Sterne Agee
    Charlotte, NC
  • 06/2013 → Present
    Vcp Financial Llc
    New York, NY
Previous Registrations
  • 2012-04-23 → 2014-06-10
    Intl Advisory Consultants Inc.
    New York, NY
  • 2010-11-17 → 2012-03-07
    Synergy Investment Group, Llc
    Charlotte, NC
    New York, NY
Other Businesses

LIFE 143, LLC | INVESTMENT-RELATED BUSINESS | 2535 VICTORY BLVD. STATEN ISLAND, NY 10314 |LIFE AND HEALTH INSURANCE |POSITION & TITLE: CO-FOUNDER/MANAGING PARTNER | START DATE: 05/2011 | DEVOTE APPROX. 10 HOURS | NO TIME DEVOTED DURING TRADING HOURS| DUTIES: LIFE AND HEALTH INSURANCE SALES. VESSEL CAPITAL MANAGEMENT, LLC, VESSEL CAPITAL PARTNERS, LLC (THE FUNDS) & VESSEL CAPITAL ADVISORS | INVESTMENT- RELATED BUSINESS | 2535 VICTORY BLVD., STATEN ISLAND, NY 10314 | PRIVATE FUNDS & PRIVATE FUNDS ADVISORY | POSITION &TITLE: CO-FOUNDER-MANAGING PARTNER | START DATE: 03/2020 | DEVOTE APPROX. 70 HOURS PER MONTH | 65 DURING TRADING HOURS | DUTIES: CO-FOUNDER-MANAGING PARTNER, CLIENT PORTFOLIO MANAGEMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-16
S63 Uniform Securities Agent State Law Examination 2003-12-22
  • S65 Uniform Investment Adviser Law Examination
    2010-11-16
  • S63 Uniform Securities Agent State Law Examination
    2003-12-22
Other Names
  • Gary Lall
  • Gaurav Lall

View on SEC IAPD

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