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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-01
NV RA APPROVED 2025-12-01
  • AZ RA
    APPROVED
    Since 2026-05-01
  • NV RA
    APPROVED
    Since 2025-12-01

Branch Locations

8985 S. Eastern Avenue Suite 230, Las Vegas, NV 89123 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Henderson NV 01/2016 06/2023
Wells Fargo Clearing Services, Llc Henderson NV 01/2019 06/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Henderson NV 06/2023 05/2025
Bank Of America, N.A. Henderson NV 08/2023 05/2025
Florida Financial Advisors Dba Four Corners Financial Advisors Las Vegas NV 08/2025 08/2025
Valic Financial Advisors Inc Las Vegas NV 10/2025 Present
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: Non-securities Insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 10/27/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as an agent to sell non-securities insurance products for AGIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-16
S63 Uniform Securities Agent State Law Examination 2019-06-10
  • S66 Uniform Combined State Law Examination
    2021-04-16
  • S63 Uniform Securities Agent State Law Examination
    2019-06-10
Other Names
  • Andrew Dewitt Bateman
  • Andrew Bateman

View on SEC IAPD

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