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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2022-07-25 |
| TX | RA | APPROVED | 2008-03-06 |
| WA | RA | APPROVED | 2007-06-22 |
Branch Locations
4055 Lake Washington Blvd Ne Ste 200, Kirkland, WA 98033-7871 • United States
Snohomish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kirkland | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Kirkland | WA | 03/2020 | Present |
Real Estate Ownership; Single Family; 21702 Colt Road, , Leavenworth, WA, 98826; Not Investment-Related; 09/01/2023. Board of Directors; Snohomish Little League Board of Directors; Vice President of Finances; 9621 115th Ave SE, , Snohomish, WA, 98290; Not Investment-Related; 09/29/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mill Bay Marine & Storage LLC; Operations Director - Overseeing the onsite team; ; 221 SUMMER BREEZE ROAD, , Manson, WA, 98831; Not Investment-Related; 02/13/2023; 1 to 9 hours per month; 0 during trading hours / NMK LLC; Property Manager - Manage vendors and relations with tenants.; ; 4055 Lake Washington BVLD NE, , Kirkland, WA, 98033; Not Investment-Related; 03/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-21 |
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