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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED | 2024-09-06 |
Branch Locations
2950 Breckenridge Ln, Suite 6, Louisville, KY 40220 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2950 Breckenridge Ln., Suite 6, Louisville, KY 40220 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sachs Investment Group | Louisville | KY | 05/2009 | 03/2020 |
| Spc | Ann Arbor | MI | 03/2020 | 09/2024 |
| Lpl Financial | Louisville | KY | 09/2024 | Present |
1- 07/2024 / Corvus Capital, LLC / DBA for LPL Business (entity for LPL business) / Inv Rltd / start 06/27/2024 2- 07/2024 / Moose Capital Advisors, LLC / Business Entity For Tax/Investment Purposes Only / 160 hrs mnth / 8 hrs during trading / start 06/27/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-09 |
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