Daniel Simon Vanwinkle

Current Employers

Employment History

• 04/2010 → 02/2021
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2010 → 02/2021
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 02/2021 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 03/2021 → Present
  Principal Securities Inc
  Des Moines, IA

Previous Registrations

• 2010-04-07 → 2021-02-15
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 2008-12-01 → 2010-03-23
  Vsr Financial Services, Inc.
  Overland Park, KS
• 2007-07-31 → 2008-12-04
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

**PRINCIPAL FINANCIAL SERVICES BERMUDA, LTD. POSITION: AML Officer NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/22/2023 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Serving as AML and Sanctions Reporting Officer under Bermuda Monetary Authority guidelines for Principal Life Insurance Company re-insurance business. **PRINCIPAL ADVISED SERVICES POSITION: AML Officer NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: I am being tasked to assist PAS, an independently registered investment adviser and affiliated subsidiary of Principal Financial Group, in fulfilling AML responsibilities as required. I do not plan to maintain advisory registration with PAS, although I would be listed as an access person. **VAN WINKLE FARMS INCORPORATED POSITION: Officer/Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2026 ADDRESS: 29 Cambridge Court, Ottumwa IA 52501, United States DESCRIPTION: This is a closely held family farm corporation in Lee County Iowa, which is in place to manage the ongoing rental of cropland and pass-through payment of farming income to family members.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-30

Other Names

• Dan Simon Van Winkle
• Daniel Simon Van Winkle
• Daniel Simon Vanwinkle
• Dan Vanwinkle
• Daniel Vanwinkle