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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-26
  • NY RA
    APPROVED
    Since 2025-03-26

Branch Locations

360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Delhi NY 10/2011 01/2024
Onyx Bridge Wealth Group Tarrytown NY 01/2024 05/2024
Unemployed Nyack NY 06/2024 02/2025
Lpl Enterprise, Llc White Plains NY 03/2025 Present
  • 10/2011 → 01/2024
    Ameriprise Financial Services, Inc.
    Delhi, NY
  • 01/2024 → 05/2024
    Onyx Bridge Wealth Group
    Tarrytown, NY
  • 06/2024 → 02/2025
    Unemployed
    Nyack, NY
  • 03/2025 → Present
    White Plains, NY
Previous Registrations
Other Businesses

1. 03/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Nyack, NY - Start Date 03/18/2025 - 160 HRS/MO 2. 03/18/2025 - N/A - Non-variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Nyack, NY - Start Date 03/18/2025 - 160 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-05
  • S66 Uniform Combined State Law Examination
    2004-01-05
Other Names
  • Terry Webb

View on SEC IAPD

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