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Janice Lynn Brady

Concepts Financial Services, LLC

Kirkland, WA

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Current Employers
Concepts Financial Services, Llc

10518 Ne 68Th St Bldg B, Suite 201, Kirkland, WA 98033 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-06-25
  • WA RA
    APPROVED
    Since 2020-06-25

Branch Locations

10518 Ne 68Th St Bldg B, Suite 201, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jb Tax And Finance Renton WA 01/2010 12/2019
Gibson, Woodruff & Brady, Llc Kirkland WA 05/2015 Present
Concepts Financial Services, Llc Renton WA 06/2020 Present
Janice Brady, Sole Proprietor Renton WA 01/2001 01/2025
Avantax Advisory Services Renton WA 01/2010 06/2020
Avantax Investment Services, Inc. Renton WA 01/2010 06/2020
  • 01/2010 → 12/2019
    Jb Tax And Finance
    Renton, WA
  • 05/2015 → Present
    Gibson, Woodruff & Brady, Llc
    Kirkland, WA
  • 06/2020 → Present
    Renton, WA
  • 01/2001 → 01/2025
    Janice Brady, Sole Proprietor
    Renton, WA
  • 01/2010 → 06/2020
    Avantax Advisory Services
    Renton, WA
  • 01/2010 → 06/2020
    Avantax Investment Services, Inc.
    Renton, WA
Previous Registrations
  • 2010-01-15 → 2020-06-29
    Avantax Advisory Services
    Dallas, TX
    Renton, WA
  • 2008-02-22 → 2010-01-22
    Waddell & Reed
    Bellevue, WA
  • 2007-01-04 → 2007-12-31
    Cuso Financial Services, L.P.
    Renton, WA
Other Businesses

Gipson, Woodruff & Brady, LLC; Owner; 05/2015; Kirkland, WA 98033; tax preparation, small business consulting; 20 hours per month/20 during securities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-29
S63 Uniform Securities Agent State Law Examination 2003-10-29
  • S65 Uniform Investment Adviser Law Examination
    2006-12-29
  • S63 Uniform Securities Agent State Law Examination
    2003-10-29

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