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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-02
OH RA APPROVED 2018-02-21
  • NY RA
    APPROVED
    Since 2021-02-02
  • OH RA
    APPROVED
    Since 2018-02-21

Branch Locations

660 White Plains Road, Suite 530, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2015 02/2018
Kbk Wealth Management, Llc New York NY 05/2015 02/2018
Lpl Financial, Llc Tarrytown NY 02/2018 Present
Stratos Wealth Partners, Ltd Tarrytown NY 02/2018 Present
  • 05/2015 → 02/2018
    Commonwealth Financial Network
    Waltham, MA
  • 05/2015 → 02/2018
    Kbk Wealth Management, Llc
    New York, NY
  • 02/2018 → Present
    Lpl Financial, Llc
    Tarrytown, NY
  • 02/2018 → Present
    Tarrytown, NY
Other Businesses

1. 02/20/2018 - STRATOS WEALTH PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PURCHASE, NY 2. 02/20/2018 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 2/27/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 2/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 02/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/27/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 2/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 5. 07/26/2019 - Ash Brokerage - Investment related - At reported business location(s) - Non-Variable Insurance - start date:12/12/2018 - 4 hrs/mo - 4 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-21
S63 Uniform Securities Agent State Law Examination 2005-03-21
  • S66 Uniform Combined State Law Examination
    2015-04-21
  • S63 Uniform Securities Agent State Law Examination
    2005-03-21
Designations

View on SEC IAPD

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