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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-24 |
| TX | RA | APPROVED | 2010-05-26 |
Branch Locations
925 Westchester Ave. Suite Ll-01, White Plains, NY 10604 • United States
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | St. Louis | MO | 09/2009 | Present |
North Castle Historical Society, Trustee & Co-Treasurer, 1 hour per month, 0 during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-10 |
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