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Michael Obuchowski

Merlin Asset Management

Newport, RI

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Current Employers
Merlin Asset Management

449 Thames Street Suite 301 A, Newport, RI 02840 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-01-02
NY RA APPROVED 2025-04-09
TX RA APPROVED_RES 2024-07-02
  • RI RA
    APPROVED
    Since 2026-01-02
  • NY RA
    APPROVED
    Since 2025-04-09
  • TX RA
    APPROVED_RES
    Since 2024-07-02

Branch Locations

449 Thames Street Suite 301 A, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concert Wealth Management, Inc. San Jose CA 02/2014 12/2016
Merlin Asset Management Newport RI 02/2014 Present
  • 02/2014 → 12/2016
    Concert Wealth Management, Inc.
    San Jose, CA
  • 02/2014 → Present
    Merlin Asset Management
    Newport, RI
Previous Registrations
  • 2014-02-04 → 2016-12-16
    Concert Wealth Management
    Boston, MA
    San Jose, CA
  • 2013-01-28 → 2014-02-19
    North Shore Asset Management, Llc
    Lloyd Harbor, NY
  • 2008-10-08 → 2012-07-09
    First Empire Asset Management, Inc
    Hauppauge, NY
  • 2008-07-17 → 2008-10-22
    Altanes Investments, Llc
    Locust Valley, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-04
  • S65 Uniform Investment Adviser Law Examination
    2010-01-04
Other Names
  • Michal Obuchowski

View on SEC IAPD

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Other Offices

YOUNG RICHARD C & CO LTD · NEWPORT, RI
J.P. MORGAN SECURITIES LLC · Newport, RI
NEWEDGE ADVISORS · Newport, RI
OSAIC WEALTH, INC. · NEWPORT, RI
UBS FINANCIAL SERVICES INC. · Newport, RI
COMMONWEALTH FINANCIAL NETWORK · NEWPORT, RI
CETERA INVESTMENT ADVISERS LLC · NEWPORT, RI
FACTOR INVESTING GROUP · Newport, RI

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